Corporate & Investment Bank - Markets Compliance Associate - Australia

J.P. Morgan AU

Location: Sydney

Job Type: Full time


Be brave, not perfect.
- Reshma Saujani

Are you interested in working in a dynamic and vibrant industry? Do you have a commitment to integrity and fairness?

Our Compliance organisation is at the forefront of managing risk in a complex and changing regulatory environment. As part of the Compliance and Operational Risk team based in Sydney, Australia you will be directly involved in providing independent guidance and oversight to the Markets line of business for the Corporate and Investment Bank. Joining our team, you’ll help to safeguard the firm’s business by developing solutions that balance regulatory requirements and the firm’s business needs.

About Compliance & Operational Risk

Who we are: Our Compliance teams work globally, across all lines of business. As part of the Markets Compliance team, you’ll be centrally involved in all aspects of the financial product sales and trading. You’ll work as part of a team that gives advice to internal stakeholders on the impact of regulatory requirements. You’ll also provide input on new business strategies, product lines, policies and education, operational processes, risk mitigation and control.

What you can do: Compliance operates the firmwide Global Compliance Program, which ensures compliance with the various rules and regulations and oversees compliance risk. You’ll have a good working knowledge of regulations and laws that apply to our businesses, gain a comprehensive understanding of business strategy and collaborate in global teams. You will interact with senior management, regulators and key stakeholders on all aspects of the Compliance program. You’ll use your analytical skills to evaluate risk related to our controls across lines of business.

What you’ll achieve: You will help shape an ethical and conduct focused culture. By making sure our businesses are doing the right thing, they’re free to innovate and develop new products and services, knowing we’re upholding the highest standards.

We’re looking for those who are honest, curious, collaborative, well-rounded and motivated. We are interested in people from a variety of backgrounds, with diverse experiences and skills to join our team, including those with a background in legal, regulatory, compliance or similar. You will be degree qualified and have at least 3 years of relevant experience. It will be an advantage to be familiar with Markets businesses including Equities and Fixed Income, Currencies and Commodities.

We expect you to have the highest standards of integrity and professionalism with a strong work ethic. You’ll need to have strong attention to detail, have excellent written skills and be able to see the big picture. We’re looking for independent, analytical thinkers who can quickly adapt to new situations. You should be familiar with all key information technologies. You should be able to communicate clearly with all types of people and provide advice to our businesses.

Our Culture

We believe that diversity among our employees enables us to be the world-class company we are today. We strive to foster a culture of respect, and are committed to making our workforce, workplace and marketplace diverse, inclusive and accessible for all our employees.

We recognize that our people are our strength and the diverse talents they bring to our global workforce is directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, or disability, or any other basis protected under applicable local law. In accordance with applicable local law, we make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as any mental health or physical disability needs.

You’ve got this!