Head of Regulatory Compliance
FundApps
Location: Greater London
Job Type: Full time
Posted
FundApps is a SaaS scaleup that helps investment managers monitor and comply with worldwide regulations. We were one of the world's first "RegTechs" and we're shaking up an entire industry. Our clients love what we do (Net Promoter Scores of over 50) and this has lead to phenomenal and consistent revenue growth. Scottish Equity Partners completed a significant growth equity investment in May 2021 and became minority investors in FundApps.
Our first area of focus was to help managers with Shareholding Disclosure, a complex regulatory problem without a decent solution in the market. We were first to licence legal information from aosphere, an affiliate of Allen & Overy, which underpins some of our rule packages. Since that time, our product has become the undisputed market leader for the management of Shareholding Disclosure. We have also added new ground-breaking services - Sensitive Industries and Position Limits - and in 2020, have introduced Rapportr to make reporting simple for our clients.
In 2018, we became a Certified B Corporation and in 2019 were recognised as a B Corp 'Best for the World' Honoree - highlighting our commitment to doing good by our people, the environment and the community. We've also won multiple accolades from organisations such as Wired, The Financial Technologist, World Economic Forum and Deloitte. In total we monitor over $14 trillion in assets under management every single day - this represents ca. 15% of global assets - ranging from hedge funds to some of the world’s largest asset managers, and we're just getting started!
We're a growing team of smart, friendly people with over 30 nationalities at last count. We have offices in London, New York and Singapore and remote employees spread across the globe. Keep scrolling to learn more!
The role
Do you have a passion for finance, law, and technology, and the drive to continuously raise the bar and deliver exceptional results? Are you a skilled manager with a strategic mindset and the ability to identify new opportunities for regulatory solutions? If so, we have the perfect opportunity for you as Head of Regulatory Compliance at FundApps!
In this role, you'll be responsible for leading a team that reviews and analyses financial regulations and translates them into software solutions across our global client base, providing expert guidance on compliance regulations in 100+ jurisdictions. You'll work directly with Allen & Overy, FIATech and other market partners, and the engineering team to enhance the functionality and scope of our rules engine.
As Head of Regulatory Compliance reporting to the Chief Product Officer, you'll be responsible for managing the team, setting goals and objectives, and providing ongoing training and development opportunities. You'll also be expected to have a strategic outlook, with the ability to identify new regulatory developments and opportunities to commercialise new regulatory products. This is a hands-on role that requires initiative and a willingness to "roll up your sleeves" and potentially code rules directly into our system, as well as drive strategic initiatives and long-term planning.
What you'll be working on
What you'll bring to the team
Bonus points
We don't expect you to tick every box; if you get warm fuzzy feelings about what we're trying to achieve at FundApps, then we want to hear from you!
We are interested in every qualified candidate who is eligible to work in the UK. However, please note that we are not able to provide visa sponsorship.
"FundApps fully empowered me to take control of my career" - Ioana Andone
"Only at FundApps can I be unapologetically me" - Alex Stillwell
Benefits
Life at FundApps
💰 Matched pension contribution up to 10%
🕐 Flexible working - Choose a work from home/office arrangement that suits you
👶 26 weeks leave for all new parents regardless of gender, location or family structure
🎓 £1,000 learning budget each year and unlimited professional development leave
💚 Wellbeing benefits such as private health insurance, a flexible stipend, mental health coaching and a Headspace subscription
💰 Peer micro-bonuses through Bonusly
🚢 25 days holiday leave + an extra day next year if you use it all + an extra day after 3 & 5 years
🧳 5 Years @ FundApps - additional 4 week paid holiday leave during your 5th year as a FundApper
❤️ Unlimited volunteering leave
🎁 Birthday off
😷 Unlimited sick and compassionate leave
🚴 Cycle to work schemes
💡 Peer-led ‘Brown-bag lunch’ learning sessions
👩🏾🌈👦🏼🌏👵🏼👳🏽👽
We are proud of the diversity of all FundAppers - it makes us strong. You will find flexibility around religious observances, our national flags all around the office, a monthly ‘Laydeez who lunch’ and a Pride celebration with some epic Cher and RuPaul playlists! If you’re looking for a workplace where you can just be yourself, you’re in the right place.
Your privacy
Any information you submit through our job application process will be used for the purposes of assessing your fit for a role at FundApps. We may also retrieve and store information from your public social media profiles for the same purpose. You can find out more about how your data is used and your rights in our privacy policy.
You’ve got this!