Control Manager - Associate

Finance Control Management – Control Manager – Associate

Finance Control Management (FCM) is responsible for maintaining a strong and consistent control environment across Firm wide Finance, promoting early operational risk identification and assessment, effective design and valuation of controls and sustainable solutions to mitigate operational risk.

Responsibilities include:

• Risk identification and assessment including ongoing monitoring of operational risk and the control environment
• Control design and evaluation
• Issue management
• Governance and reporting including managing control committees and forums

This Control Manager role will support Corporate Tax and will be responsible for ongoing monitoring and evaluation of controls performed within the function.

Specific Responsibilities include:

• Partnering with the business to identify risks and associated controls in support of the Firm’s control framework programs (inclusive of SOX and CCAP)
• Performing control evaluation activities
• Coordinating risk-based process reviews and pre/post audit reviews
• Supporting ad hoc control agenda initiatives including risk-based process reviews
• Partnering with Internal Audit and CCOR (Compliance, Conduct and Operational Risk) during audits/reviews
• Participating in monthly/quarterly meetings with business partners based on a control agenda
• Understanding and implementing Corporate or LOB policies, procedures, or other initiatives related to control enhancements and best practices
• Communicating effectively with business partners and other control functions
• Managing control issues and overseeing associated remediation plans