Responsibilities:
- Provide supervisory review of Equity, Credit, Economics, Commodities, Technical Analysis, Securitized Products, FX and Rates, Index, and Derivatives Research
- Ensure research complies with FINRA and SEC regulations as well as firm policies and procedures, including watch list review and applying appropriate disclosures
- Multitask and prioritize in a busy environment and review a variety of products: notes, company initiations, quick-take alerts, industry reports, blast emails, podcast/video, models, and PowerPoint presentations
- Rewrite research when required to meet regulatory requirements
- Edit research when required to bring up to quality and control standards
- Work with analysts and associates in a commercial manner, balancing accuracy and speed, in order to meet morning meeting and publication deadlines
Requirements:
FINRA Series 16 and at least 3-5 years of experience as an SA, preferably in an equity research department. Candidates must be focused, articulate, commercially minded, organized, and comfortable working independently in a fast-paced, high-volume environment. Candidates are expected to be flexible, as workflow volumes can vary, and take ownership of projects. Candidates must be proficient in Word, Excel, and PowerPoint.
Hours and location: 9am-6pm UK time.
