Regulatory Reporting Quality Assurance Vice President

JP Morgan

Location: Greater London

Job Type: Full time


The QA function forms part of the Controls team. Candidates should have broad experience of working in a regulatory reporting, policy or consultancy function. The successful candidate will have the following responsibilities:

  • Work independently on 2-4 month projects to perform a quality assurance review on a particular capital calculation and any related disclosures
  • Identify relevant regulatory guidance and form their own interpretation of compliance, including challenging internal policy where necessary
  • Review business requirements for compliance against relevant regulation
  • Perform substantive testing of those requirements to ensure implementation is correct by building independent calculations
  • Review of existing framework, including manual adjustments and processes and procedures
  • Focus on control environment and monitoring / driving process efficiency, including challenge of operating model
  • Test data quality and population control where possible
  • Providing impact estimates of any issues identified
  • Writing and presenting detailed reports of findings to senior management, including background into the requirements and recommendations on resolution
  • Developing network and acting as key contact within the Reg team for other areas of Finance and the Business

Personal skills:

  • Self motivated and ability to work independently
  • Ability to communicate effectively and build relationships across teams
  • Focused on execution skills and the ability to deliver results even through challenges
  • Ability to critically review and challenge numbers / strong analytical skills
  • Flexibility to work under pressure to meet changing work requirements


  • Familiarity with large parts of the regulatory rules (CRR/CRR2) and reporting requirements (COREP)
  • Proficiency in Microsoft Office – Excel, Outlook, Word and PowerPoint
  • Experience using Alteryx is preferred but not essential
  • Degree qualification and either accountancy qualification or qualification by experience within Financial Services industry
  • Good understanding of investment banking products including derivatives / financing transactions
  • Knowledge of banking products (deposits, loans, credit facilities)

Note the team currently operates with 3 days in the office and 2 days working from home.

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