Senior Internal Auditor - CIB Securities Services – Client Money & Assets - VP

JP Morgan

Location: Greater London

Job Type: Full time


JPMorgan Internal Audit in EMEA prides itself in being a diverse workplace where everyone is valued and respected for their differences and their unique contributions. Success in a role isn't based simply on the time, but rather on the contributions made to the department's objectives and in making us a more productive and enjoyable workplace. We take ownership of our self-development and are looking for an individual who is motivated to take on stretch assignments, greater responsibilities and career growth.

The Vice President (Senior Auditor) position is a hybrid working role where you will be accountable for defining Audit’s global client money and asset safeguarding strategy and driving the planning and execution of audits. You will have the opportunity to work in an industry leading audit department, amazing colleagues, and leading businesses globally in delivering these audits.

Within the department, we champion innovation through the use of technology & data analytics for auditing, and you will work in an environment that puts integrity, respect and excellence at the forefront of every interaction.

Job Responsibilities:

  • Enhance the audit client money / client asset coverage and testing strategy and monitor execution against this
  • Act as the CASS / Safeguarding Subject Matter Expert, guiding Audit teams on scoping / testing decisions
  • Plan, execute and document audit reports, including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow-up and verification of issue closure while ensuring audits are completed timely and within budget
  • Work closely with global audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders
  • Partner with stakeholders, business management, other control groups (i.e. Risk Management, Compliance, Fraud Prevention), external auditors, and regulators establishing strong working relationships while maintaining independence
  • Finalise audit findings and use judgment to provide an overall opinion on the control environment through developing recommendations to strengthen internal controls
  • Stay up to date with industry trends to identify opportunities for game changing innovations or strategic partnerships

Required qualifications, capabilities, and skills:

  • Extensive experience and understanding of UK FCA CASS rules and their implementation (EU rules knowledge would be of benefit)
  • Experience of internal or external auditing, or relevant business experience
  • Solid understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls for a given set of risks
  • Strong verbal and written communication skills

Preferred qualifications, capabilities, and skills

  • CPA, CIA, and/or Advanced Degree in Finance or Accounting
  • Enthusiastic, self-motivated, strong interest in learning, effective under pressure and willing to take personal responsibility/accountability
  • Flexible to changing business priorities and ability to multitask in a constantly changing environment
  • Willing to travel as needed
You’ve got this!