Markets Advisory Compliance Officer – Vice President

JP Morgan

Location: Greater London

Job Type: Full time


Based in London, you will provide Compliance Advisory coverage and act as subject matter expert for regulations that apply to the Markets Line of Business, with a focus on:

  • Equity Derivatives
  • Benchmark Administration
  • Retail Structured Products
  • Listed Derivatives
  • Asset Management

Job Responsibilities:

  • Provision of credible, timely and risk-based advice, challenge and support on regulatory matters, including ‘live’ regulatory interpretations and decisions to the business in high profile and/or time constrained situations
  • Provision of thought leadership and compliance input to regulatory change management
  • Provision of timely and robustly documented input into business initiatives that is consistent with the firm's regulatory and reputational risk tolerances - e.g. new product proposals, business reorganisation, review of specific initiatives/transactions/structures to identify regulatory issues
  • Provision of scheduled and ad-hoc training to the business
  • Accurate and timely completion of monitoring activities
  • Identification, implementation and review of compliance policies, procedures & additional documentation as may be required
  • Preparation of materials and act as compliance representative at business forums

Required qualifications, capabilities, and skills

  • Familiarity with market structures and products - ideally exposure to at least some of the coverage areas listed above
  • Knowledge of the UK and EU regulatory framework as applicable to the coverage areas (e.g. MiFID II, MAR and PRIIPs), and recent regulatory developments, (e.g. Consumer Duty, Retail Investment Strategy)
  • Relevant experience of performing a Compliance, Risk or Control role in a global investment bank would be a significant advantage
  • Able to work independently and have sufficient experience to know when to escalate an issue is essential
  • Possess a high-level of attention to detail and focus on the quality for their work product
  • Being proactive, able to think critically about the information presented to them, comfortable with subjective situations, and ready to ask appropriate questions and effectively challenge
  • Good team player and will be expected to provide cross coverage of other areas
You’ve got this!