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Global Shares - Regulatory Analyst

County Cork
Full time
Posted
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JP Morgan
Banking, investment & finance
10,001+ employees
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Key responsibilities:

  • Work with Regulatory Managers to support the delivery of the Regulatory Operations monthly, quarterly, and yearly tasks
  • Maintain a ‘tracker’ of required regulatory developments
  • Input to regulatory projects undertaking UAT and the documentation of end-to-end processes​
  • Document, explain, and report on the results consistent with regulatory expectations
  • Support the Regulatory Managers in other areas of regulatory operations as required, including but not limited to, MIFID reporting , Account Management, Dividends, Client Asset Statements
  • ​Understand and assist in the identification of key business factors which impact Regulatory Obligations; support the resolution of operational regulatory issues as needed
  • Provide other business areas with Regulatory information and advice when required
  • Assist with internal reviews and/or audits including coordination efforts, facilitation of documentation requests, general analysis policies and procedures

Required Qualifications, Capabilities and Skills:​

  • Experience or exposure to compliance and/or operational risk management in financial services
  • Initiative, curiosity, and good judgment
  • Comfortable managing through ambiguity and change
  • Attention to detail with a high degree of accuracy and diligence
  • Ability to take in and work with complex and technical information
  • Ability to understand and sort through large datasets
  • Strong collaboration and engagement skills

Preferred Qualifications, Capabilities and Skills

  • Experience in the share plan industry
  • Some Regulatory experience across multiple areas e.g., FATCA / CRS, MiFid, Client Assets ​would be an advantage
  • UAT​ experience