Global Shares - Regulatory Analyst

Key responsibilities:

• Work with Regulatory Managers to support the delivery of the Regulatory Operations monthly, quarterly, and yearly tasks
• Maintain a ‘tracker’ of required regulatory developments
• Input to regulatory projects undertaking UAT and the documentation of end-to-end processes​
• Document, explain, and report on the results consistent with regulatory expectations
• Support the Regulatory Managers in other areas of regulatory operations as required, including but not limited to, MIFID reporting , Account Management, Dividends, Client Asset Statements
• ​Understand and assist in the identification of key business factors which impact Regulatory Obligations; support the resolution of operational regulatory issues as needed
• Provide other business areas with Regulatory information and advice when required
• Assist with internal reviews and/or audits including coordination efforts, facilitation of documentation requests, general analysis policies and procedures

Required Qualifications, Capabilities and Skills:​

• Experience or exposure to compliance and/or operational risk management in financial services
• Initiative, curiosity, and good judgment
• Comfortable managing through ambiguity and change
• Attention to detail with a high degree of accuracy and diligence
• Ability to take in and work with complex and technical information
• Ability to understand and sort through large datasets
• Strong collaboration and engagement skills

Preferred Qualifications, Capabilities and Skills

• Experience in the share plan industry
• Some Regulatory experience across multiple areas e.g., FATCA / CRS, MiFid, Client Assets ​would be an advantage
• UAT​ experience