Bring your expertise in control and risk and join the team!

As a Control Manager Vice President in The Risk Identification & Assessment Team which is part of Markets Business Controls Management (BCM) you will work with business-aligned BCMs as well as with senior Business and Functional Managers to help the Business understand and manage operational risk.

Job responsibilities

• identifies and assesses risk in partnership with Business and Functions and other Team Members, monitors trigger and event data to identify new and emerging operational and strategic risks and assess the impact of those risks before recording them in the firm’s systems
• re-assess risks and their impact assessments periodically to confirm that they remain current.
• controls Identification and Evaluation: identify and link appropriate controls to risks and evaluate their effectiveness in mitigating the risk.
• analyzes the root cause of identified control gaps with the owners of those controls and in partnership develop remediation plans to address those root causes.
• measures risk by identifying and developing risk and control indicators that monitor the levels of residual risk in business processes and provide early indicators of emerging vulnerabilities
• delivers risk reports ranking heightened risks to determine which require focus and prioritization and demonstrate how the risk and control environment is evolving and why.
• assesses metrics and participates in reviews that provide assurance over the accuracy and integrity of the framework and drives any required remediation as well as identifying, prioritizing and driving enhancements and efficiencies.
• owns, drives or participates in framework components, cross LoB remediation programs and thematic reviews.

Required qualifications, capabilities and skills

• Bachelor’s degree or equivalent experience required
• 7+ years of financial service experience in controls, audit, quality assurance, risk management, or compliance
• Proficient knowledge of control and risk management concepts with the ability to design, create and evaluate the operational risk and control environment in conjunction with business partners
• Proficient in Microsoft Office Suite (Word, Excel, PowerPoint, Visio)
• Markets Trading and Sales Business knowledge - understands the business / knowledge of regulation surrounding business
• Communication/presentation - excellent written and verbal communication skills with an ability to influence business leaders in a meaningful and actionable manner
• Networking – exceptional interpersonal skills; exceptional collaboration and relationship building skills
• Work autonomously to affect change - flexible, adaptable to shifting priorities; manages competing priorities to achieve the most effective result and able to work in a fast-paced, results driven environment
• Process analysis / design acumen – ability to understand a process and associated risk to inform control design
• Problem solving / Analytical skills - solid critical thinking, attention to detail and analytical skills; able to synthesize large amounts of data and formulate appropriate conclusions
• Implementation skills