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Investment Compliance Regulations Vice President

Midlothian
Full time
Posted
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JP Morgan
Banking, investment & finance
10,001+ employees
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Are you enthusiastic about Environmental, Social & Governance and adherence with Policy/Investment Guidelines? Then you found the right position for you!

As a Vice President within the Data Solutions team, focused on ESG & Investment Compliance Regulations, you will bring intellectual curiosity and entrepreneurial spirit to our fast-paced yet flexible environment. In this dynamic and evolving space, you will be responsible for delivering best in class data solutions to our institutional clients, adapting to evolving regulations and influencing the global regulatory framework that supports our products. You will act as a senior contact for clients covering all items including meetings, adoption of best practice and escalations.

Job responsibilities

  • Reviews European standard rule sets (UCITS, AIFMD, Shareholder Disclosure, ESG)
  • Owns the regional regulatory forums
  • Partners with Global counterparts to define Regulatory Best Practice
  • Defines our global regulatory training objective (interpretation and coding)
  • Interprets prospectus and code rules into Investment Compliance system
  • Leads and supports the on-going development of the analytical products by assisting with research, contributing towards business requirements and supporting business testing
  • Maintains a thorough understanding of industry, market and regulatory developments related to all regulatory reporting, engagement and disclosure requirements for asset owners and asset managers
  • Acts as Global operations lead for the integration oversight and strategic planning for the department's ESG investment guideline reporting process
  • Provides compliance-related guidance and regulatory expertise to clients
  • Partners with Client Service to help change client behaviour where required and acts as senior escalation contact for client relationships
  • Participates in RFPs, attend client service review meetings and calls

Required qualifications, capabilities, and skills

  • Experience in Post Trade Investment Compliance with an expertise in rule interpretation and coding
  • Project management skills
  • Strong knowledge of the UCITS, AIFMD, TCFD, SFDR, along with an overall understanding of regulations relating to pension plans, adviser and mutual funds
  • Knowledge of Global Regulations including U.S. Investment Companies Act of 1940
  • Strong Client Service/Client Management skills
  • Strong financial instrument knowledge including an understanding of Fixed Income, Equity markets and Derivatives exposure calculations including OTC Swaps and currency overlay strategies
  • Experience in working with and communicating to senior investment and compliance professionals
  • Experience with Investment Compliance systems such as TRAC, Charles River
  • Strong analytical and problem-solving skills including taking the initiative to drive change and enhance controls with excellent attention to detail

Preferred qualifications, capabilities, and skills

  • ESG Qualifications