Senior Auditor Equities - Associate

Greater London
Full time
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JP Morgan
Banking, investment & finance
10,001+ employees
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As an Equities - Senior Auditor - Associate within the JPMorgan Internal Audit team based in London, you will be responsible for planning, executing, and managing audits. You will have the opportunity to work with colleagues and business stakeholders globally, identifying control weaknesses and influencing audit reports. Your role will involve a mix of planning, managing, and executing complex global audits, and you will be expected to document your work comprehensively and concisely. We value continuous improvement and encourage the use of innovative methods such as bots or data analytics in your work. We are looking for team members who are motivated to take on stretch assignments, greater responsibilities, and career growth.

The Senior Auditor position is a hybrid working role where you will be accountable for planning, executing and/or managing audits. You will have the opportunity to work with colleagues and business stakeholders in your location and across the globe in delivering these audits. This role will focus on the Equities lines of business within the Commercial and Investment Bank (CIB) which covers Equity Derivatives Group, Cash Equities Trading, Prime Finance and Global Clearing businesses.

Using your business and product specific experience, you will build and maintain relationships with business stakeholders to identify control weaknesses and influence audit reports.

Within the department, we champion innovation through the use of technology & data analytics for auditing, and we work in an environment that puts integrity, respect and excellence at the forefront of every interaction.

JPMorgan Internal Audit in EMEA prides itself in being a diverse workplace where everyone is valued and respected for their differences and their unique contributions. Success in a role isn't based simply on the time, but rather on the contributions made to the department's objectives and in making us a more productive and enjoyable workplace. We take ownership of our self-development, and are looking for individuals who are motivated to take on stretch assignments, greater responsibilities and career growth.

Job Responsibilities

  • Supports the Equities EMEA Audit Director to deliver the Internal Audit Equities Plan and ensure sufficient audit coverage in line with local/regional regulatory requirements.
  • Involves a mix of planning, managing and executing complex and/or global audits. To do this well you will need to work effectively and efficiently with global audit colleagues and business stakeholders, assess the risks and controls at hand, and identify any issues timely.
  • Documenting the results of your work comprehensively and concisely. In addition you will also help draft audit reports, risk assessments and risk event summaries.
  • Has a mindset of seeking continuous improvement, such as the use of bots or data analytics, in carrying out your work.

Required Qualifications, Skills and Capabilities

  • Experience of internal or external auditing, or relevant business experience, as the experience you bring to the table will help ensure your success in delivering the audit work you will be responsible for. We’re open to reviewing your application even if you do not have auditing experience, as long as transferrable skills can be demonstrated.
  • Able to operate as an effective auditor, you will have a solid understanding of internal control concepts and the ability to evaluate and determine the adequacy of controls for a given set of risks.
  • Strong interpersonal, verbal and written communication skills in English in order to build trust and credibility with colleagues and stakeholders, while also influencing the actions of the business to improve its control environment.
  • Proven ability to multi-task and prioritise effectively.

Preferred Qualifications, Skills and Capabilities

  • Investment banking markets/trading knowledge
  • Familiarity with financial regulations will help you hit the ground running in this role.